Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, YIK SING DAVID
Chinese Name of Relevant Individual
吳翊星
HKMA Registration Number
AC6460
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2017 - 08 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
08 Aug 2017 - 08 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2013 - 05 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2013 - 05 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2012 - 27 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2012 - 27 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2009 - 02 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CALYON
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2005 - 17 Oct 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, YIK SING DAVID
:
Chinese Name of Relevant Individual
吳翊星
:
HKMA Registration Number
AC6460
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6460
UBS AG
Type 1: dealing in securities
08 Aug 2017 - 08 May 2020
No
AC6460
UBS AG
Type 4: advising on securities
08 Aug 2017 - 08 May 2020
No
AC6460
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Nov 2013 - 05 Jun 2017
No
AC6460
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Nov 2013 - 05 Jun 2017
No
AC6460
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
01 Aug 2012 - 27 Apr 2014
No
AC6460
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
01 Aug 2012 - 27 Apr 2014
No
AC6460
EFG BANK AG
Type 1: dealing in securities
07 May 2009 - 02 Mar 2011
No
AC6460
CALYON
Type 1: dealing in securities
04 Aug 2005 - 17 Oct 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.