Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUI, SUK YAN
Chinese Name of Relevant Individual
許淑欣
HKMA Registration Number
AC6462
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jun 2019 - 21 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jun 2019 - 21 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2008 - 27 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 May 2008 - 27 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2008 - 27 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2006 - 10 Oct 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2006 - 10 Oct 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2005 - 08 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2005 - 08 Jan 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUI, SUK YAN
:
Chinese Name of Relevant Individual
許淑欣
:
HKMA Registration Number
AC6462
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6462
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
15 Jun 2019 - 21 Sep 2022
No
AC6462
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
15 Jun 2019 - 21 Sep 2022
No
AC6462
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 May 2008 - 27 Sep 2018
No
AC6462
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 May 2008 - 27 Sep 2018
No
AC6462
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 May 2008 - 27 Dec 2009
No
AC6462
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
12 Jan 2006 - 10 Oct 2007
No
AC6462
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
12 Jan 2006 - 10 Oct 2007
No
AC6462
BANK OF AMERICA (ASIA) LIMITED
Type 1: dealing in securities
04 Aug 2005 - 08 Jan 2006
No
AC6462
BANK OF AMERICA (ASIA) LIMITED
Type 4: advising on securities
04 Aug 2005 - 08 Jan 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.