Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, MAN WAI
Chinese Name of Relevant Individual
何敏慧
HKMA Registration Number
AC6486
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2011 - 06 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jun 2011 - 06 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2008 - 09 Feb 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2008 - 09 Feb 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2005 - 29 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
08 Aug 2005 - 29 Apr 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, MAN WAI
:
Chinese Name of Relevant Individual
何敏慧
:
HKMA Registration Number
AC6486
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6486
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
09 Jun 2011 - 06 May 2014
No
AC6486
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
09 Jun 2011 - 06 May 2014
No
AC6486
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
15 Jul 2008 - 09 Feb 2011
No
AC6486
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
15 Jul 2008 - 09 Feb 2011
No
AC6486
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 Aug 2005 - 29 Apr 2007
No
AC6486
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 Aug 2005 - 29 Apr 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
