Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, YIN KWAN KRISTY
Chinese Name of Relevant Individual
鄒燕君
HKMA Registration Number
AC6487
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2009 - 27 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
04 Dec 2009 - 27 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2008 - 18 Oct 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2008 - 18 Oct 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Nov 2006 - 20 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Nov 2006 - 20 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2005 - 19 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Aug 2005 - 19 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
08 Aug 2005 - 19 Oct 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, YIN KWAN KRISTY
:
Chinese Name of Relevant Individual
鄒燕君
:
HKMA Registration Number
AC6487
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6487
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
04 Dec 2009 - 27 Jan 2026
No
AC6487
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
04 Dec 2009 - 27 Jan 2026
No
AC6487
DAH SING BANK, LIMITED
Type 1: dealing in securities
22 May 2008 - 18 Oct 2009
No
AC6487
DAH SING BANK, LIMITED
Type 4: advising on securities
22 May 2008 - 18 Oct 2009
No
AC6487
CHONG HING BANK LIMITED
Type 1: dealing in securities
02 Nov 2006 - 20 Feb 2008
No
AC6487
CHONG HING BANK LIMITED
Type 4: advising on securities
02 Nov 2006 - 20 Feb 2008
No
AC6487
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 Aug 2005 - 19 Oct 2006
No
AC6487
HANG SENG BANK, LIMITED
Type 4: advising on securities
08 Aug 2005 - 19 Oct 2006
No
AC6487
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 Aug 2005 - 19 Oct 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.