Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WEI, TAO
Chinese Name of Relevant Individual
魏濤
HKMA Registration Number
AC6498
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Feb 2009 - 11 Apr 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Feb 2009 - 11 Apr 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
09 Aug 2005 - 29 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Aug 2005 - 29 Jun 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WEI, TAO
:
Chinese Name of Relevant Individual
魏濤
:
HKMA Registration Number
AC6498
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6498
BNP PARIBAS
Type 1: dealing in securities
07 Feb 2009 - 11 Apr 2011
No
AC6498
BNP PARIBAS
Type 6: advising on corporate finance
07 Feb 2009 - 11 Apr 2011
No
AC6498
UBS AG
Type 4: advising on securities
09 Aug 2005 - 29 Jun 2008
No
AC6498
UBS AG
Type 6: advising on corporate finance
09 Aug 2005 - 29 Jun 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.