Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUNG, WING KEI
Chinese Name of Relevant Individual
鍾穎琦
HKMA Registration Number
AC6507
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2016 - 28 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Feb 2016 - 28 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2008 - 18 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2008 - 18 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2007 - 18 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2005 - 18 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 20 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Oct 2005 - 13 Oct 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUNG, WING KEI
:
Chinese Name of Relevant Individual
鍾穎琦
:
HKMA Registration Number
AC6507
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6507
UBS AG
Type 1: dealing in securities
13 Feb 2016 - 28 Nov 2016
No
AC6507
UBS AG
Type 4: advising on securities
13 Feb 2016 - 28 Nov 2016
No
AC6507
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
07 Jun 2008 - 18 Sep 2015
No
AC6507
CITIBANK, N.A.
Type 4: advising on securities
05 Jun 2008 - 18 Sep 2015
No
AC6507
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
26 Sep 2007 - 18 Sep 2015
No
AC6507
CITIBANK, N.A.
Type 1: dealing in securities
09 Aug 2005 - 18 Sep 2015
No
AC6507
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 20 Sep 2007
No
AC6507
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
01 Oct 2005 - 13 Oct 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.