Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MOW, KA LEE
Chinese Name of Relevant Individual
繆嘉莉
HKMA Registration Number
AC6510
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2006 - 23 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
20 Feb 2006 - 23 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2005 - 11 Feb 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Aug 2005 - 11 Feb 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MOW, KA LEE
:
Chinese Name of Relevant Individual
繆嘉莉
:
HKMA Registration Number
AC6510
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6510
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
20 Feb 2006 - 23 Apr 2009
No
AC6510
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
20 Feb 2006 - 23 Apr 2009
No
AC6510
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Aug 2005 - 11 Feb 2006
No
AC6510
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Aug 2005 - 11 Feb 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.