Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
QIAN, JIN
Chinese Name of Relevant Individual
錢進
HKMA Registration Number
AC6528
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2011 - 11 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2011 - 11 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Aug 2011 - 11 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2009 - 07 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2009 - 07 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Jul 2009 - 07 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2008 - 15 Dec 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2005 - 25 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Aug 2005 - 25 Jul 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
QIAN, JIN
:
Chinese Name of Relevant Individual
錢進
:
HKMA Registration Number
AC6528
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6528
STANDARD BANK PLC
Type 1: dealing in securities
01 Aug 2011 - 11 Dec 2011
No
AC6528
STANDARD BANK PLC
Type 4: advising on securities
01 Aug 2011 - 11 Dec 2011
No
AC6528
STANDARD BANK PLC
Type 6: advising on corporate finance
01 Aug 2011 - 11 Dec 2011
No
AC6528
STANDARD BANK ASIA LIMITED
Type 1: dealing in securities
24 Jul 2009 - 07 Sep 2011
No
AC6528
STANDARD BANK ASIA LIMITED
Type 4: advising on securities
24 Jul 2009 - 07 Sep 2011
No
AC6528
STANDARD BANK ASIA LIMITED
Type 6: advising on corporate finance
24 Jul 2009 - 07 Sep 2011
No
AC6528
BNP PARIBAS
Type 1: dealing in securities
18 Sep 2008 - 15 Dec 2008
No
AC6528
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Aug 2005 - 25 Jul 2007
No
AC6528
BARCLAYS BANK PLC
Type 6: advising on corporate finance
11 Aug 2005 - 25 Jul 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.