Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, NGA KWAN ROY
Chinese Name of Relevant Individual
黃雅群
HKMA Registration Number
AC6542
Other HKMA Registration Number(s)
AE8811
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2019 - 31 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2019 - 31 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Jul 2019 - 31 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Mar 2019 - 26 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Mar 2019 - 26 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Apr 2016 - 10 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Apr 2016 - 10 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2011 - 20 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2010 - 20 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2005 - 22 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2005 - 22 Oct 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, NGA KWAN ROY
:
Chinese Name of Relevant Individual
黃雅群
:
HKMA Registration Number
AC6542
:
Other HKMA Registration Number(s)
AE8811
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AE8811
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Jul 2019 - 31 Dec 2024
No
AE8811
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Jul 2019 - 31 Dec 2024
No
AE8811
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Jul 2019 - 31 Dec 2024
No
AE8811
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Mar 2019 - 26 May 2019
No
AE8811
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Mar 2019 - 26 May 2019
No
AE8811
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
16 Apr 2016 - 10 Aug 2017
No
AE8811
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
16 Apr 2016 - 10 Aug 2017
No
AE8811
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Apr 2011 - 20 Dec 2015
No
AE8811
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Nov 2010 - 20 Dec 2015
No
AC6542
CHONG HING BANK LIMITED
Type 1: dealing in securities
13 Aug 2005 - 22 Oct 2010
No
AC6542
CHONG HING BANK LIMITED
Type 4: advising on securities
13 Aug 2005 - 22 Oct 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.