Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUN, XIAO XIAO
Chinese Name of Relevant Individual
孫瀟瀟
HKMA Registration Number
AC6554
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2006 - 05 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2006 - 05 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Jan 2006 - 05 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2005 - 03 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2005 - 03 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 Aug 2005 - 03 Jan 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUN, XIAO XIAO
:
Chinese Name of Relevant Individual
孫瀟瀟
:
HKMA Registration Number
AC6554
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6554
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
05 Jan 2006 - 05 Jul 2007
No
AC6554
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 4: advising on securities
05 Jan 2006 - 05 Jul 2007
No
AC6554
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 6: advising on corporate finance
05 Jan 2006 - 05 Jul 2007
No
AC6554
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
13 Aug 2005 - 03 Jan 2006
No
AC6554
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
13 Aug 2005 - 03 Jan 2006
No
AC6554
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
13 Aug 2005 - 03 Jan 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.