Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, KA KING
Chinese Name of Relevant Individual
鄭加勁
HKMA Registration Number
AC6559
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 18 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 18 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2016 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2016 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2008 - 29 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2008 - 29 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2005 - 02 Jul 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, KA KING
:
Chinese Name of Relevant Individual
鄭加勁
:
HKMA Registration Number
AC6559
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6559
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 18 Jan 2019
No
AC6559
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 18 Jan 2019
No
AC6559
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
13 Apr 2016 - 30 Sep 2016
No
AC6559
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
13 Apr 2016 - 30 Sep 2016
No
AC6559
CREDIT SUISSE AG
Type 1: dealing in securities
30 Sep 2008 - 29 Jan 2016
No
AC6559
CREDIT SUISSE AG
Type 4: advising on securities
30 Sep 2008 - 29 Jan 2016
No
AC6559
UBS AG
Type 1: dealing in securities
15 Aug 2005 - 02 Jul 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.