Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, CHEUK MAN ADA
Chinese Name of Relevant Individual
何卓雯
HKMA Registration Number
AC6567
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2017 - 28 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2016 - 02 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2015 - 31 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
18 Feb 2015 - 31 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Apr 2011 - 10 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Apr 2011 - 10 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SARASIN & CIE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2010 - 21 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SARASIN & CIE AG
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jul 2010 - 21 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Nov 2009 - 08 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
23 Nov 2009 - 08 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
23 Nov 2009 - 08 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2006 - 21 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2005 - 31 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
15 Aug 2005 - 31 Jul 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, CHEUK MAN ADA
:
Chinese Name of Relevant Individual
何卓雯
:
HKMA Registration Number
AC6567
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6567
UBS AG
Type 1: dealing in securities
25 Apr 2017 - 28 Nov 2025
No
AC6567
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Aug 2016 - 02 Dec 2016
No
AC6567
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
18 Feb 2015 - 31 Dec 2015
No
AC6567
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
18 Feb 2015 - 31 Dec 2015
No
AC6567
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Apr 2011 - 10 Feb 2015
No
AC6567
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Apr 2011 - 10 Feb 2015
No
AC6567
BANK SARASIN & CIE AG
Type 1: dealing in securities
11 Jul 2010 - 21 Dec 2010
No
AC6567
BANK SARASIN & CIE AG
Type 4: advising on securities
11 Jul 2010 - 21 Dec 2010
No
AC6567
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
23 Nov 2009 - 08 May 2010
No
AC6567
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
23 Nov 2009 - 08 May 2010
No
AC6567
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
23 Nov 2009 - 08 May 2010
No
AC6567
UBS AG
Type 1: dealing in securities
18 Aug 2006 - 21 Apr 2009
No
AC6567
ABN AMRO BANK N.V.
Type 1: dealing in securities
15 Aug 2005 - 31 Jul 2006
No
AC6567
ABN AMRO BANK N.V.
Type 9: asset management
15 Aug 2005 - 31 Jul 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.