Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUI, WING SANG
Chinese Name of Relevant Individual
許榮生
HKMA Registration Number
AC6577
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Nov 2007 - 06 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Nov 2007 - 06 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2007 - 18 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2007 - 18 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Jul 2007 - 18 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2005 - 29 Dec 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2005 - 29 Dec 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUI, WING SANG
:
Chinese Name of Relevant Individual
許榮生
:
HKMA Registration Number
AC6577
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6577
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Nov 2007 - 06 Jan 2008
No
AC6577
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Nov 2007 - 06 Jan 2008
No
AC6577
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
12 Jul 2007 - 18 Jul 2007
No
AC6577
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
12 Jul 2007 - 18 Jul 2007
No
AC6577
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
12 Jul 2007 - 18 Jul 2007
No
AC6577
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
16 Aug 2005 - 29 Dec 2005
No
AC6577
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
16 Aug 2005 - 29 Dec 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
