Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, POK MAN BRIAN
Chinese Name of Relevant Individual
朱博文
HKMA Registration Number
AC6588
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2020 - 27 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Aug 2020 - 27 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Feb 2011 - 14 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Feb 2011 - 14 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2005 - 31 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2005 - 31 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
16 Aug 2005 - 31 Mar 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, POK MAN BRIAN
:
Chinese Name of Relevant Individual
朱博文
:
HKMA Registration Number
AC6588
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6588
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
22 Aug 2020 - 27 Nov 2020
No
AC6588
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
22 Aug 2020 - 27 Nov 2020
No
AC6588
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Feb 2011 - 14 Jul 2020
No
AC6588
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Feb 2011 - 14 Jul 2020
No
AC6588
HANG SENG BANK, LIMITED
Type 1: dealing in securities
16 Aug 2005 - 31 Mar 2006
No
AC6588
HANG SENG BANK, LIMITED
Type 4: advising on securities
16 Aug 2005 - 31 Mar 2006
No
AC6588
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
16 Aug 2005 - 31 Mar 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.