Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, HOI LING
Chinese Name of Relevant Individual
李凱凌
HKMA Registration Number
AC6601
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2022 - 04 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Apr 2022 - 04 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jun 2019 - 16 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2019 - 16 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2018 - 08 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 May 2018 - 08 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2015 - 21 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2015 - 21 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2013 - 01 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2013 - 01 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Mar 2013 - 01 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2010 - 05 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jan 2010 - 05 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Aug 2006 - 06 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Aug 2006 - 06 Jan 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, HOI LING
:
Chinese Name of Relevant Individual
李凱凌
:
HKMA Registration Number
AC6601
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6601
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
14 Apr 2022 - 04 Sep 2023
No
AC6601
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
14 Apr 2022 - 04 Sep 2023
No
AC6601
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Jun 2019 - 16 Jan 2022
No
AC6601
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Jun 2019 - 16 Jan 2022
No
AC6601
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
30 May 2018 - 08 Apr 2019
No
AC6601
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
30 May 2018 - 08 Apr 2019
No
AC6601
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Oct 2015 - 21 Feb 2018
No
AC6601
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Oct 2015 - 21 Feb 2018
No
AC6601
HANG SENG BANK, LIMITED
Type 1: dealing in securities
18 Mar 2013 - 01 Oct 2015
No
AC6601
HANG SENG BANK, LIMITED
Type 4: advising on securities
18 Mar 2013 - 01 Oct 2015
No
AC6601
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
18 Mar 2013 - 01 Oct 2015
No
AC6601
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
31 Jan 2010 - 05 Nov 2012
No
AC6601
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
31 Jan 2010 - 05 Nov 2012
No
AC6601
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Aug 2006 - 06 Jan 2010
No
AC6601
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Aug 2006 - 06 Jan 2010
No
AC6601
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
17 Aug 2005 - 18 Jun 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.