Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DU, CHENGZHI
Chinese Name of Relevant Individual
杜成志
HKMA Registration Number
AC6604
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2016 - 11 Nov 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Nov 2016 - 11 Nov 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Dec 2011 - 20 Jul 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Dec 2011 - 20 Jul 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Aug 2005 - 15 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Aug 2005 - 15 Dec 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DU, CHENGZHI
:
Chinese Name of Relevant Individual
杜成志
:
HKMA Registration Number
AC6604
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6604
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
21 Nov 2016 - 11 Nov 2020
Yes
AC6604
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
21 Nov 2016 - 11 Nov 2020
Yes
AC6604
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
16 Dec 2011 - 20 Jul 2014
Yes
AC6604
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
16 Dec 2011 - 20 Jul 2014
Yes
AC6604
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
17 Aug 2005 - 15 Dec 2011
No
AC6604
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
17 Aug 2005 - 15 Dec 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.