Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, FAI MAN
Chinese Name of Relevant Individual
林輝文
HKMA Registration Number
AC6613
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Dec 2011 - 22 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Dec 2011 - 22 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Aug 2005 - 22 Mar 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, FAI MAN
:
Chinese Name of Relevant Individual
林輝文
:
HKMA Registration Number
AC6613
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6613
CHONG HING BANK LIMITED
Type 1: dealing in securities
10 Dec 2011 - 22 May 2012
No
AC6613
CHONG HING BANK LIMITED
Type 4: advising on securities
10 Dec 2011 - 22 May 2012
No
AC6613
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
19 Aug 2005 - 22 Mar 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.