Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
IP, WING SEE JENNIFER
Chinese Name of Relevant Individual
葉泳思
HKMA Registration Number
AC6614
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2006 - 05 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2006 - 05 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
06 Jul 2006 - 05 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Mar 2006 - 12 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Aug 2005 - 14 Feb 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
IP, WING SEE JENNIFER
:
Chinese Name of Relevant Individual
葉泳思
:
HKMA Registration Number
AC6614
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6614
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Oct 2006 - 05 Sep 2010
No
AC6614
HANG SENG BANK, LIMITED
Type 1: dealing in securities
06 Jul 2006 - 05 Sep 2010
No
AC6614
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
06 Jul 2006 - 05 Sep 2010
No
AC6614
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
15 Mar 2006 - 12 Jun 2006
No
AC6614
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
19 Aug 2005 - 14 Feb 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.