Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, MAN YEE
Chinese Name of Relevant Individual
陳敏兒
HKMA Registration Number
AC6619
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2020 - 27 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2020 - 27 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2007 - 31 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Oct 2007 - 31 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2006 - 16 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Aug 2005 - 14 Feb 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, MAN YEE
:
Chinese Name of Relevant Individual
陳敏兒
:
HKMA Registration Number
AC6619
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6619
CREDIT SUISSE AG
Type 1: dealing in securities
03 Nov 2020 - 27 May 2022
No
AC6619
CREDIT SUISSE AG
Type 4: advising on securities
03 Nov 2020 - 27 May 2022
No
AC6619
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
04 Oct 2007 - 31 Aug 2020
No
AC6619
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
04 Oct 2007 - 31 Aug 2020
No
AC6619
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
14 Apr 2006 - 16 Sep 2007
No
AC6619
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
19 Aug 2005 - 14 Feb 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.