Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, HO KUEN LINA
Chinese Name of Relevant Individual
鄧荷娟
HKMA Registration Number
AC6639
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Nov 2010 - 16 Feb 2011
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Nov 2010 - 16 Feb 2011
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2010 - 18 Nov 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2010 - 18 Nov 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2008 - 14 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jul 2008 - 14 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 9: asset management
Effective Period
05 Jul 2008 - 14 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Aug 2005 - 29 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Aug 2005 - 29 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 9: asset management
Effective Period
19 Aug 2005 - 29 Jun 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, HO KUEN LINA
:
Chinese Name of Relevant Individual
鄧荷娟
:
HKMA Registration Number
AC6639
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6639
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
19 Nov 2010 - 16 Feb 2011
Yes
AC6639
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
19 Nov 2010 - 16 Feb 2011
Yes
AC6639
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
05 Sep 2010 - 18 Nov 2010
No
AC6639
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
05 Sep 2010 - 18 Nov 2010
No
AC6639
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
05 Jul 2008 - 14 Dec 2009
No
AC6639
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
05 Jul 2008 - 14 Dec 2009
No
AC6639
BNP PARIBAS WEALTH MANAGEMENT
Type 9: asset management
05 Jul 2008 - 14 Dec 2009
No
AC6639
AMERICAN EXPRESS BANK LIMITED
Type 1: dealing in securities
19 Aug 2005 - 29 Jun 2008
No
AC6639
AMERICAN EXPRESS BANK LIMITED
Type 4: advising on securities
19 Aug 2005 - 29 Jun 2008
No
AC6639
AMERICAN EXPRESS BANK LIMITED
Type 9: asset management
19 Aug 2005 - 29 Jun 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.