Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, PO CHU
Chinese Name of Relevant Individual
李寶珠
HKMA Registration Number
AC6653
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2013 - 21 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2013 - 21 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2005 - 06 Dec 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2005 - 06 Dec 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2005 - 03 Nov 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Aug 2005 - 03 Nov 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Aug 2005 - 03 Nov 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, PO CHU
:
Chinese Name of Relevant Individual
李寶珠
:
HKMA Registration Number
AC6653
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6653
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
18 Jan 2013 - 21 Apr 2015
No
AC6653
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
18 Jan 2013 - 21 Apr 2015
No
AC6653
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
10 Nov 2005 - 06 Dec 2012
No
AC6653
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
10 Nov 2005 - 06 Dec 2012
No
AC6653
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Aug 2005 - 03 Nov 2005
No
AC6653
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Aug 2005 - 03 Nov 2005
No
AC6653
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Aug 2005 - 03 Nov 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.