Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LOKE, LAI PING
Chinese Name of Relevant Individual
陸麗萍
HKMA Registration Number
AC6670
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2005 - 17 Sep 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Aug 2005 - 17 Sep 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Aug 2005 - 17 Sep 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LOKE, LAI PING
:
Chinese Name of Relevant Individual
陸麗萍
:
HKMA Registration Number
AC6670
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6670
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Nov 2005 - 17 Sep 2006
No
AC6670
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Aug 2005 - 17 Sep 2006
No
AC6670
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Aug 2005 - 17 Sep 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.