Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, SHU LIN
Chinese Name of Relevant Individual
林淑玲
HKMA Registration Number
AC6676
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2023 - 11 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2023 - 11 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2020 - 28 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
12 May 2020 - 28 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2014 - 03 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2014 - 03 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2005 - 18 Sep 2008
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
22 Aug 2005 - 18 Sep 2008
Is an Executive Officer? (Yes / No)
Yes
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, SHU LIN
:
Chinese Name of Relevant Individual
林淑玲
:
HKMA Registration Number
AC6676
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6676
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Aug 2023 - 11 Mar 2024
No
AC6676
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Aug 2023 - 11 Mar 2024
No
AC6676
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 May 2020 - 28 Jul 2023
No
AC6676
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
12 May 2020 - 28 Jul 2023
No
AC6676
CTBC BANK CO., LTD.
Type 1: dealing in securities
27 May 2014 - 03 Apr 2020
No
AC6676
CTBC BANK CO., LTD.
Type 4: advising on securities
27 May 2014 - 03 Apr 2020
No
AC6676
BANK SINOPAC
Type 1: dealing in securities
22 Aug 2005 - 18 Sep 2008
Yes
AC6676
BANK SINOPAC
Type 4: advising on securities
22 Aug 2005 - 18 Sep 2008
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.