Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHAM, CHUN PONG
Chinese Name of Relevant Individual
岑振邦
HKMA Registration Number
AC6681
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
RESEARCH ANALYST
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
22 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
RESEARCH ANALYST
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
First date of engagement
01 Mar 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RESEARCH ANALYST
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
Since 01 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Dec 2019 - 28 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2006 - 31 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Dec 2005 - 31 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 Dec 2005 - 31 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2005 - 02 Nov 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2005 - 02 Nov 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHAM, CHUN PONG
:
Chinese Name of Relevant Individual
岑振邦
:
HKMA Registration Number
AC6681
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
22 May 2025
No
RESEARCH ANALYST
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
22 May 2025
No
RESEARCH ANALYST
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
01 Mar 2022
No
RESEARCH ANALYST
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6681
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 22 May 2025
No
AC6681
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 22 May 2025
No
AC6681
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
Since 01 Mar 2022
No
AC6681
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
18 Dec 2019 - 28 Feb 2022
No
AC6681
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Jan 2006 - 31 Aug 2006
No
AC6681
HANG SENG BANK, LIMITED
Type 1: dealing in securities
21 Dec 2005 - 31 Aug 2006
No
AC6681
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
21 Dec 2005 - 31 Aug 2006
No
AC6681
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
24 Aug 2005 - 02 Nov 2005
No
AC6681
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
24 Aug 2005 - 02 Nov 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.