Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, EDMOND HOI TIK
Chinese Name of Relevant Individual
林凱迪
HKMA Registration Number
AC6685
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Aug 2016 - 27 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Aug 2016 - 27 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2013 - 22 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2013 - 22 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MITSUBISHI UFJ SECURITIES (HK) CAPITAL, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2005 - 21 Sep 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, EDMOND HOI TIK
:
Chinese Name of Relevant Individual
林凱迪
:
HKMA Registration Number
AC6685
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6685
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
23 Aug 2016 - 27 Jan 2017
No
AC6685
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
23 Aug 2016 - 27 Jan 2017
No
AC6685
WING LUNG BANK LIMITED
Type 1: dealing in securities
04 Apr 2013 - 22 Jul 2016
No
AC6685
WING LUNG BANK LIMITED
Type 4: advising on securities
04 Apr 2013 - 22 Jul 2016
No
AC6685
MITSUBISHI UFJ SECURITIES (HK) CAPITAL, LIMITED
Type 1: dealing in securities
24 Aug 2005 - 21 Sep 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.