Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSAI, CHIA-LI
Chinese Name of Relevant Individual
蔡佳利
HKMA Registration Number
AC6690
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2011 - 03 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2011 - 03 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Feb 2010 - 07 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2008 - 16 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
30 Mar 2006 - 17 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2005 - 17 Mar 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSAI, CHIA-LI
:
Chinese Name of Relevant Individual
蔡佳利
:
HKMA Registration Number
AC6690
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6690
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
05 Oct 2011 - 03 May 2013
No
AC6690
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
05 Oct 2011 - 03 May 2013
No
AC6690
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Feb 2010 - 07 Sep 2011
No
AC6690
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 Apr 2008 - 16 Apr 2009
No
AC6690
FUBON BANK (HONG KONG) LIMITED
Type 9: asset management
30 Mar 2006 - 17 Mar 2008
No
AC6690
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Aug 2005 - 17 Mar 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.