Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, HUNG SUN TERRY
Chinese Name of Relevant Individual
李鴻燊
HKMA Registration Number
AC6691
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2012 - 31 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2012 - 31 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2005 - 23 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2005 - 23 Jan 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, HUNG SUN TERRY
:
Chinese Name of Relevant Individual
李鴻燊
:
HKMA Registration Number
AC6691
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6691
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Sep 2012 - 31 May 2014
No
AC6691
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Sep 2012 - 31 May 2014
No
AC6691
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Aug 2005 - 23 Jan 2006
No
AC6691
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Aug 2005 - 23 Jan 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.