Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KONG, PIK TUNG
Chinese Name of Relevant Individual
江碧彤
HKMA Registration Number
AC6692
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jun 2021 - 28 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jun 2021 - 28 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2011 - 31 May 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2011 - 31 May 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
10 Feb 2012 - 08 Aug 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2010 - 26 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2010 - 26 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2007 - 06 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jul 2007 - 06 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2005 - 07 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2005 - 07 Mar 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KONG, PIK TUNG
:
Chinese Name of Relevant Individual
江碧彤
:
HKMA Registration Number
AC6692
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6692
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jun 2021 - 28 Jan 2022
No
AC6692
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Jun 2021 - 28 Jan 2022
No
AC6692
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jun 2011 - 31 May 2020
Yes
AC6692
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Jun 2011 - 31 May 2020
Yes
AC6692
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 9: asset management
10 Feb 2012 - 08 Aug 2018
Yes
AC6692
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Oct 2010 - 26 Jun 2011
No
AC6692
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Oct 2010 - 26 Jun 2011
No
AC6692
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Jul 2007 - 06 Feb 2008
No
AC6692
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Jul 2007 - 06 Feb 2008
No
AC6692
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Aug 2005 - 07 Mar 2006
No
AC6692
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Aug 2005 - 07 Mar 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
