Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, SING YEUNG
Chinese Name of Relevant Individual
李聲揚
HKMA Registration Number
AC6693
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2018 - 07 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2005 - 23 Apr 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2005 - 23 Apr 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Aug 2005 - 23 Apr 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, SING YEUNG
:
Chinese Name of Relevant Individual
李聲揚
:
HKMA Registration Number
AC6693
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6693
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Jun 2018 - 07 Sep 2018
No
AC6693
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
17 Nov 2005 - 23 Apr 2006
No
AC6693
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
24 Aug 2005 - 23 Apr 2006
No
AC6693
CHINA MERCHANTS BANK CO., LTD.
Type 6: advising on corporate finance
24 Aug 2005 - 23 Apr 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.