Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, TSZ SHUN JACKSON
Chinese Name of Relevant Individual
陳子詢
HKMA Registration Number
AC6696
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF CLIENT RELATIONSHIP MANAGEMENT
Remarks
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF CLIENT RELATIONSHIP MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK J. SAFRA SARASIN AG
SFC CE number
AHX499
Business Address
40/F, EDINBURGH TOWER, THE LANDMARK, 15 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Apr 2020 - 19 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
03 Apr 2020 - 19 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Sep 2018 - 31 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2017 - 31 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Mar 2017 - 31 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2014 - 13 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2013 - 13 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jul 2013 - 13 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2011 - 31 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2010 - 31 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2010 - 26 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Nov 2007 - 08 Feb 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE BANK & TRUST
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2006 - 20 Sep 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 20
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, TSZ SHUN JACKSON
:
Chinese Name of Relevant Individual
陳子詢
:
HKMA Registration Number
AC6696
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
01 Jan 2025
No
STAFF OF CLIENT RELATIONSHIP MANAGEMENT
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
01 Jan 2025
No
STAFF OF CLIENT RELATIONSHIP MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
BANK J. SAFRA SARASIN AG
AHX499
40/F, EDINBURGH TOWER, THE LANDMARK, 15 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6696
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
Since 01 Jan 2025
No
AC6696
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
Since 01 Jan 2025
No
AC6696
ROYAL BANK OF CANADA
Type 1: dealing in securities
03 Apr 2020 - 19 Jan 2021
No
AC6696
ROYAL BANK OF CANADA
Type 4: advising on securities
03 Apr 2020 - 19 Jan 2021
No
AC6696
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
04 Sep 2018 - 31 Dec 2019
No
AC6696
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
17 Mar 2017 - 31 Jul 2018
No
AC6696
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
17 Mar 2017 - 31 Jul 2018
No
AC6696
UBS AG
Type 1: dealing in securities
13 May 2014 - 13 Jan 2017
No
AC6696
CREDIT SUISSE AG
Type 1: dealing in securities
05 Jul 2013 - 13 Mar 2014
No
AC6696
CREDIT SUISSE AG
Type 4: advising on securities
05 Jul 2013 - 13 Mar 2014
No
AC6696
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
01 Jan 2011 - 31 May 2013
No
AC6696
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
07 Jan 2010 - 31 May 2013
No
AC6696
BNP PARIBAS
Type 1: dealing in securities
07 Jan 2010 - 26 Jan 2010
No
AC6696
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Nov 2007 - 08 Feb 2009
No
AC6696
SOCIETE GENERALE BANK & TRUST
Type 1: dealing in securities
24 Nov 2006 - 20 Sep 2007
No
AC6696
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
09 Nov 2006 - 15 Nov 2006
No
AC6696
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
09 Nov 2006 - 15 Nov 2006
No
AC6696
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
09 Nov 2006 - 15 Nov 2006
No
AC6696
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
09 Nov 2006 - 15 Nov 2006
No
AC6696
ABN AMRO BANK N.V.
Type 1: dealing in securities
24 Aug 2005 - 24 Sep 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.