Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, WAI YIN
Chinese Name of Relevant Individual
李偉賢
HKMA Registration Number
AC6719
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MACQUARIE BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2018 - 20 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MACQUARIE BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Aug 2018 - 20 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jul 2014 - 29 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2006 - 29 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Apr 2006 - 29 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Aug 2005 - 25 Feb 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Aug 2005 - 25 Feb 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, WAI YIN
:
Chinese Name of Relevant Individual
李偉賢
:
HKMA Registration Number
AC6719
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6719
MACQUARIE BANK LIMITED
Type 1: dealing in securities
08 Aug 2018 - 20 Jul 2020
No
AC6719
MACQUARIE BANK LIMITED
Type 4: advising on securities
08 Aug 2018 - 20 Jul 2020
No
AC6719
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
31 Jul 2014 - 29 Sep 2017
No
AC6719
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 Apr 2006 - 29 Sep 2017
No
AC6719
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
10 Apr 2006 - 29 Sep 2017
No
AC6719
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
26 Aug 2005 - 25 Feb 2006
No
AC6719
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
26 Aug 2005 - 25 Feb 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.