Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, HOI SZE DAPHNE
Chinese Name of Relevant Individual
謝凱詩
HKMA Registration Number
AC6729
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 31 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 31 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2005 - 31 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Aug 2005 - 31 Mar 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, HOI SZE DAPHNE
:
Chinese Name of Relevant Individual
謝凱詩
:
HKMA Registration Number
AC6729
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6729
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 31 Mar 2020
No
AC6729
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 31 Mar 2020
No
AC6729
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Aug 2005 - 31 Mar 2020
No
AC6729
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Aug 2005 - 31 Mar 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.