Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HSU, TSAI-CHEN
Chinese Name of Relevant Individual
許彩瑱
HKMA Registration Number
AC6736
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2017 - 26 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jun 2017 - 26 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2008 - 26 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2008 - 29 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2008 - 15 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2005 - 25 Jun 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HSU, TSAI-CHEN
:
Chinese Name of Relevant Individual
許彩瑱
:
HKMA Registration Number
AC6736
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6736
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
17 Jun 2017 - 26 Jan 2021
No
AC6736
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
17 Jun 2017 - 26 Jan 2021
No
AC6736
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
21 Aug 2008 - 26 May 2017
No
AC6736
ING BANK N.V.
Type 1: dealing in securities
22 Jul 2008 - 29 Jan 2010
No
AC6736
ING BANK N.V.
Type 1: dealing in securities
01 Jul 2008 - 15 Jul 2008
No
AC6736
ING BANK N.V.
Type 1: dealing in securities
29 Aug 2005 - 25 Jun 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.