Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, CHI YUEN
Chinese Name of Relevant Individual
譚智遠
HKMA Registration Number
AC6739
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2007 - 14 Nov 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2007 - 14 Nov 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Nov 2006 - 31 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Nov 2006 - 31 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2006 - 23 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2005 - 23 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
29 Aug 2005 - 23 Oct 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, CHI YUEN
:
Chinese Name of Relevant Individual
譚智遠
:
HKMA Registration Number
AC6739
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6739
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
27 Oct 2007 - 14 Nov 2009
No
AC6739
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
27 Oct 2007 - 14 Nov 2009
No
AC6739
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
18 Nov 2006 - 31 May 2007
No
AC6739
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
18 Nov 2006 - 31 May 2007
No
AC6739
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Oct 2006 - 23 Oct 2006
No
AC6739
HANG SENG BANK, LIMITED
Type 1: dealing in securities
29 Aug 2005 - 23 Oct 2006
No
AC6739
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
29 Aug 2005 - 23 Oct 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.