Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, CHIK KI
Chinese Name of Relevant Individual
吳積奇
HKMA Registration Number
AC6762
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2010 - 06 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2010 - 06 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2005 - 25 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
31 Aug 2005 - 25 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Apr 2006 - 27 Dec 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, CHIK KI
:
Chinese Name of Relevant Individual
吳積奇
:
HKMA Registration Number
AC6762
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6762
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Sep 2010 - 06 Nov 2012
No
AC6762
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Sep 2010 - 06 Nov 2012
No
AC6762
HANG SENG BANK, LIMITED
Type 1: dealing in securities
31 Aug 2005 - 25 May 2010
No
AC6762
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
31 Aug 2005 - 25 May 2010
No
AC6762
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 Apr 2006 - 27 Dec 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.