Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TONG, CHING WAI ERIC
Chinese Name of Relevant Individual
湯呈威
HKMA Registration Number
AC6765
Other HKMA Registration Number(s)
AE3322
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, REAL ESTATE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, REAL ESTATE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
23 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, REAL ESTATE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, REAL ESTATE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, REAL ESTATE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
23 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, REAL ESTATE, CORPORATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 23 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 23 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 23 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 23 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 23 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 23 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2019 - 23 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2019 - 23 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2017 - 28 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2017 - 28 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Sep 2017 - 28 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2009 - 28 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jun 2009 - 28 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Jun 2009 - 28 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2007 - 06 Oct 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TONG, CHING WAI ERIC
:
Chinese Name of Relevant Individual
湯呈威
:
HKMA Registration Number
AC6765
:
Other HKMA Registration Number(s)
AE3322
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Apr 2021
No
TEAM LEAD, REAL ESTATE, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Apr 2021
No
TEAM LEAD, REAL ESTATE, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
23 Apr 2021
No
TEAM LEAD, REAL ESTATE, CORPORATE BANKING
DBS BANK LTD.
Type 1: dealing in securities
23 Apr 2021
No
TEAM LEAD, REAL ESTATE, CORPORATE BANKING
DBS BANK LTD.
Type 4: advising on securities
23 Apr 2021
No
TEAM LEAD, REAL ESTATE, CORPORATE BANKING
DBS BANK LTD.
Type 6: advising on corporate finance
23 Apr 2021
No
TEAM LEAD, REAL ESTATE, CORPORATE BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6765
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 23 Apr 2021
No
AC6765
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 23 Apr 2021
No
AC6765
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
Since 23 Apr 2021
No
AC6765
DBS BANK LTD.
Type 1: dealing in securities
Since 23 Apr 2021
No
AC6765
DBS BANK LTD.
Type 4: advising on securities
Since 23 Apr 2021
No
AC6765
DBS BANK LTD.
Type 6: advising on corporate finance
Since 23 Apr 2021
No
AC6765
UNITED OVERSEAS BANK LTD.
Type 1: dealing in securities
24 Jan 2019 - 23 Dec 2020
No
AC6765
UNITED OVERSEAS BANK LTD.
Type 4: advising on securities
24 Jan 2019 - 23 Dec 2020
No
AC6765
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Sep 2017 - 28 Jul 2018
No
AC6765
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Sep 2017 - 28 Jul 2018
No
AC6765
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
08 Sep 2017 - 28 Jul 2018
No
AC6765
DBS BANK LTD.
Type 1: dealing in securities
17 Jun 2009 - 28 Jul 2018
No
AC6765
DBS BANK LTD.
Type 4: advising on securities
17 Jun 2009 - 28 Jul 2018
No
AC6765
DBS BANK LTD.
Type 6: advising on corporate finance
17 Jun 2009 - 28 Jul 2018
No
AC6765
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
17 Feb 2007 - 06 Oct 2007
No
AC6765
COMMERZBANK AG
Type 1: dealing in securities
31 Aug 2005 - 15 Jun 2006
No
AC6765
COMMERZBANK AG
Type 4: advising on securities
31 Aug 2005 - 15 Jun 2006
No
AC6765
COMMERZBANK AG
Type 6: advising on corporate finance
31 Aug 2005 - 15 Jun 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.