Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, CHING KEE IRENE
Chinese Name of Relevant Individual
吳靜琪
HKMA Registration Number
AC6780
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2010 - 23 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2010 - 23 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
26 Nov 2010 - 23 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2010 - 13 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2010 - 01 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2010 - 01 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2005 - 03 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2005 - 03 Dec 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, CHING KEE IRENE
:
Chinese Name of Relevant Individual
吳靜琪
:
HKMA Registration Number
AC6780
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6780
HANG SENG BANK, LIMITED
Type 1: dealing in securities
26 Nov 2010 - 23 Sep 2011
No
AC6780
HANG SENG BANK, LIMITED
Type 4: advising on securities
26 Nov 2010 - 23 Sep 2011
No
AC6780
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
26 Nov 2010 - 23 Sep 2011
No
AC6780
CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
08 Jul 2010 - 13 Sep 2010
No
AC6780
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
13 Jan 2010 - 01 Jun 2010
No
AC6780
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
13 Jan 2010 - 01 Jun 2010
No
AC6780
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Sep 2005 - 03 Dec 2009
No
AC6780
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Sep 2005 - 03 Dec 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.