Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUI, WING CHI
Chinese Name of Relevant Individual
徐詠芝
HKMA Registration Number
AC6787
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2023 - 18 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2023 - 18 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2020 - 12 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Feb 2020 - 12 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2019 - 12 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Mar 2019 - 12 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Nov 2017 - 28 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Nov 2017 - 28 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2015 - 08 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Oct 2015 - 08 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2014 - 30 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2014 - 30 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Aug 2010 - 24 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
07 Aug 2010 - 24 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2009 - 28 Jun 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 22
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUI, WING CHI
:
Chinese Name of Relevant Individual
徐詠芝
:
HKMA Registration Number
AC6787
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6787
CHONG HING BANK LIMITED
Type 1: dealing in securities
27 Apr 2023 - 18 Oct 2023
No
AC6787
CHONG HING BANK LIMITED
Type 4: advising on securities
27 Apr 2023 - 18 Oct 2023
No
AC6787
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
13 Feb 2020 - 12 Mar 2023
No
AC6787
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
13 Feb 2020 - 12 Mar 2023
No
AC6787
DAH SING BANK, LIMITED
Type 1: dealing in securities
09 Mar 2019 - 12 Jan 2020
No
AC6787
DAH SING BANK, LIMITED
Type 4: advising on securities
09 Mar 2019 - 12 Jan 2020
No
AC6787
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Nov 2017 - 28 Dec 2018
No
AC6787
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Nov 2017 - 28 Dec 2018
No
AC6787
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
22 Oct 2015 - 08 Sep 2017
No
AC6787
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
22 Oct 2015 - 08 Sep 2017
No
AC6787
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
28 Aug 2014 - 30 Jun 2015
No
AC6787
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
28 Aug 2014 - 30 Jun 2015
No
AC6787
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
07 Aug 2010 - 24 Jul 2014
No
AC6787
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
07 Aug 2010 - 24 Jul 2014
No
AC6787
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Oct 2009 - 28 Jun 2010
No
AC6787
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Oct 2008 - 29 Aug 2009
No
AC6787
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 Sep 2008 - 29 Aug 2009
No
AC6787
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
05 Sep 2008 - 29 Aug 2009
No
AC6787
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Mar 2008 - 23 Jul 2008
No
AC6787
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Mar 2008 - 23 Jul 2008
No
AC6787
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Sep 2005 - 27 Dec 2007
No
AC6787
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Sep 2005 - 27 Dec 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.