Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, KIN CHUN
Chinese Name of Relevant Individual
賴建川
HKMA Registration Number
AC6790
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Dec 2006 - 24 May 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Dec 2006 - 24 May 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Oct 2006 - 21 Dec 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2006 - 21 Dec 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 May 2006 - 21 Dec 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2005 - 27 Apr 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2005 - 27 Apr 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, KIN CHUN
:
Chinese Name of Relevant Individual
賴建川
:
HKMA Registration Number
AC6790
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6790
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Dec 2006 - 24 May 2009
No
AC6790
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Dec 2006 - 24 May 2009
No
AC6790
HANG SENG BANK, LIMITED
Type 4: advising on securities
06 Oct 2006 - 21 Dec 2006
No
AC6790
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 May 2006 - 21 Dec 2006
No
AC6790
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 May 2006 - 21 Dec 2006
No
AC6790
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Sep 2005 - 27 Apr 2006
No
AC6790
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Sep 2005 - 27 Apr 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.