Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, HWEE SIEW
Chinese Name of Relevant Individual
陳慧秀
HKMA Registration Number
AC6791
Other HKMA Registration Number(s)
AF5246
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 12 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 12 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2023 - 29 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Dec 2023 - 29 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2012 - 29 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
09 Mar 2012 - 29 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2005 - 12 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2005 - 12 Mar 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, HWEE SIEW
:
Chinese Name of Relevant Individual
陳慧秀
:
HKMA Registration Number
AC6791
:
Other HKMA Registration Number(s)
AF5246
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5246
ROYAL BANK OF CANADA
Type 1: dealing in securities
Since 12 Jun 2024
No
AF5246
ROYAL BANK OF CANADA
Type 4: advising on securities
Since 12 Jun 2024
No
AF5246
EFG BANK AG
Type 1: dealing in securities
01 Dec 2023 - 29 May 2024
No
AF5246
EFG BANK AG
Type 4: advising on securities
01 Dec 2023 - 29 May 2024
No
AF5246
CREDIT SUISSE AG
Type 1: dealing in securities
09 Mar 2012 - 29 Sep 2023
No
AF5246
CREDIT SUISSE AG
Type 4: advising on securities
09 Mar 2012 - 29 Sep 2023
No
AC6791
CREDIT SUISSE AG
Type 1: dealing in securities
01 Sep 2005 - 12 Mar 2012
No
AC6791
CREDIT SUISSE AG
Type 4: advising on securities
01 Sep 2005 - 12 Mar 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.