Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUM, CHEUK MAN
Chinese Name of Relevant Individual
岑卓敏
HKMA Registration Number
AC6792
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2021 - 08 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Mar 2021 - 08 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2021 - 08 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Mar 2021 - 08 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2017 - 11 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2017 - 11 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2017 - 25 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
01 May 2017 - 25 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2017 - 25 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
01 May 2017 - 25 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2014 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2014 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2013 - 16 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Dec 2011 - 25 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Dec 2011 - 25 Oct 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 22
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUM, CHEUK MAN
:
Chinese Name of Relevant Individual
岑卓敏
:
HKMA Registration Number
AC6792
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6792
CITIBANK, N.A.
Type 1: dealing in securities
05 Mar 2021 - 08 Aug 2025
No
AC6792
CITIBANK, N.A.
Type 4: advising on securities
05 Mar 2021 - 08 Aug 2025
No
AC6792
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
05 Mar 2021 - 08 Aug 2025
No
AC6792
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
05 Mar 2021 - 08 Aug 2025
No
AC6792
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
31 Aug 2017 - 11 Jul 2019
No
AC6792
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
31 Aug 2017 - 11 Jul 2019
No
AC6792
LGT BANK AG
Type 1: dealing in securities
01 May 2017 - 25 Aug 2017
No
AC6792
LGT BANK AG
Type 2: dealing in futures contracts
01 May 2017 - 25 Aug 2017
No
AC6792
LGT BANK AG
Type 4: advising on securities
01 May 2017 - 25 Aug 2017
No
AC6792
LGT BANK AG
Type 5: advising on futures contracts
01 May 2017 - 25 Aug 2017
No
AC6792
ABN AMRO BANK N.V.
Type 4: advising on securities
14 Oct 2014 - 30 Apr 2017
No
AC6792
ABN AMRO BANK N.V.
Type 1: dealing in securities
17 Jun 2014 - 30 Apr 2017
No
AC6792
UBS AG
Type 1: dealing in securities
21 Nov 2013 - 16 Jun 2014
No
AC6792
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Dec 2011 - 25 Oct 2013
No
AC6792
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Dec 2011 - 25 Oct 2013
No
AC6792
ABN AMRO BANK N.V.
Type 9: asset management
31 Mar 2011 - 24 Nov 2011
No
AC6792
ABN AMRO BANK N.V.
Type 1: dealing in securities
25 Mar 2010 - 24 Nov 2011
No
AC6792
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
29 Sep 2008 - 31 Mar 2010
No
AC6792
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
01 Sep 2005 - 25 Jan 2007
No
AC6792
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
01 Sep 2005 - 25 Jan 2007
No
AC6792
MEVAS BANK LIMITED
Type 1: dealing in securities
15 Oct 2005 - 04 Jul 2006
No
AC6792
MEVAS BANK LIMITED
Type 4: advising on securities
15 Oct 2005 - 04 Jul 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.