Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LOCKE, JASON CHRISTOPHER
Chinese Name of Relevant Individual
HKMA Registration Number
AC6801
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2026 - 30 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2025 - 16 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2024 - 15 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2023 - 10 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2023 - 24 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2019 - 30 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2019 - 11 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Dec 2018 - 11 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Dec 2018 - 11 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2018 - 07 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2017 - 24 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2016 - 18 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2016 - 15 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Oct 2015 - 08 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2014 - 17 Oct 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 39
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LOCKE, JASON CHRISTOPHER
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC6801
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6801
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Apr 2026 - 30 Apr 2026
No
AC6801
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 May 2025 - 16 May 2025
No
AC6801
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Mar 2024 - 15 Mar 2024
No
AC6801
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Nov 2023 - 10 Nov 2023
No
AC6801
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Feb 2023 - 24 Feb 2023
No
AC6801
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Nov 2019 - 30 Nov 2019
No
AC6801
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Oct 2019 - 11 Oct 2019
No
AC6801
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Dec 2018 - 11 Dec 2018
No
AC6801
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Dec 2018 - 11 Dec 2018
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
02 Feb 2018 - 07 Feb 2018
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Mar 2017 - 24 Mar 2017
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
11 Nov 2016 - 18 Nov 2016
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Jul 2016 - 15 Jul 2016
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
02 Oct 2015 - 08 Oct 2015
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 Oct 2014 - 17 Oct 2014
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 Feb 2014 - 14 Feb 2014
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
02 Aug 2013 - 09 Aug 2013
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
15 Mar 2013 - 23 Mar 2013
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
26 Oct 2012 - 09 Nov 2012
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Apr 2012 - 20 Apr 2012
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
16 Apr 2012 - 20 Apr 2012
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
16 Apr 2012 - 20 Apr 2012
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 Oct 2011 - 04 Nov 2011
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
28 Oct 2011 - 04 Nov 2011
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
28 Oct 2011 - 04 Nov 2011
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
05 Sep 2011 - 09 Sep 2011
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
05 Sep 2011 - 09 Sep 2011
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
05 Sep 2011 - 09 Sep 2011
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 Jul 2011 - 19 Jul 2011
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
13 Jul 2011 - 19 Jul 2011
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
13 Jul 2011 - 19 Jul 2011
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 Jan 2011 - 28 Jan 2011
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
25 Jan 2011 - 28 Jan 2011
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
25 Jan 2011 - 28 Jan 2011
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
02 Nov 2010 - 05 Nov 2010
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
02 Nov 2010 - 05 Nov 2010
No
AC6801
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
02 Nov 2010 - 05 Nov 2010
No
AC6801
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
15 Mar 2008 - 21 Apr 2010
No
AC6801
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
02 Sep 2005 - 21 Apr 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.