Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KOH, HON TAT USHE
Chinese Name of Relevant Individual
HKMA Registration Number
AC6823
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BNP PARIBAS
SFC CE number
AAF564
Business Address
60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 20 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
Since 20 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2017 - 25 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2017 - 25 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2012 - 31 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2012 - 31 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2007 - 27 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
09 Oct 2007 - 27 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2005 - 07 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2005 - 07 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
06 Sep 2005 - 07 Sep 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KOH, HON TAT USHE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC6823
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BNP PARIBAS
Type 1: dealing in securities
20 Jun 2024
No
WEALTH MANAGEMENT
BNP PARIBAS
Type 4: advising on securities
20 Jun 2024
No
WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
BNP PARIBAS
AAF564
60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6823
BNP PARIBAS
Type 1: dealing in securities
Since 20 Jun 2024
No
AC6823
BNP PARIBAS
Type 4: advising on securities
Since 20 Jun 2024
No
AC6823
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
06 Sep 2017 - 25 May 2023
No
AC6823
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
06 Sep 2017 - 25 May 2023
No
AC6823
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Nov 2012 - 31 Aug 2017
No
AC6823
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Nov 2012 - 31 Aug 2017
No
AC6823
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
09 Oct 2007 - 27 Aug 2012
No
AC6823
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
09 Oct 2007 - 27 Aug 2012
No
AC6823
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Sep 2005 - 07 Sep 2007
No
AC6823
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Sep 2005 - 07 Sep 2007
No
AC6823
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
06 Sep 2005 - 07 Sep 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.