Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, LAI LING
Chinese Name of Relevant Individual
鄭勵玲
HKMA Registration Number
AC6826
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2021 - 30 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2017 - 24 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2017 - 24 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2016 - 14 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2007 - 14 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2005 - 08 Aug 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, LAI LING
:
Chinese Name of Relevant Individual
鄭勵玲
:
HKMA Registration Number
AC6826
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6826
UBS AG
Type 1: dealing in securities
13 Nov 2021 - 30 Dec 2022
No
AC6826
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
03 Nov 2017 - 24 Mar 2018
No
AC6826
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
03 Nov 2017 - 24 Mar 2018
No
AC6826
UBS AG
Type 4: advising on securities
05 May 2016 - 14 Aug 2017
No
AC6826
UBS AG
Type 1: dealing in securities
24 Aug 2007 - 14 Aug 2017
No
AC6826
CITIBANK, N.A.
Type 1: dealing in securities
06 Sep 2005 - 08 Aug 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.