Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, SHUK FAN
Chinese Name of Relevant Individual
陳淑芬
HKMA Registration Number
AC6858
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2015 - 19 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2015 - 19 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
09 Feb 2015 - 12 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2006 - 21 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2005 - 21 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
08 Sep 2005 - 21 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Dec 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, SHUK FAN
:
Chinese Name of Relevant Individual
陳淑芬
:
HKMA Registration Number
AC6858
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6858
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Feb 2015 - 19 Jan 2025
No
AC6858
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 Feb 2015 - 19 Jan 2025
No
AC6858
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Feb 2015 - 12 Jul 2018
No
AC6858
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Feb 2006 - 21 Nov 2012
No
AC6858
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 Sep 2005 - 21 Nov 2012
No
AC6858
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 Sep 2005 - 21 Nov 2012
No
AC6858
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Dec 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.