Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, KA YU
Chinese Name of Relevant Individual
黎家裕
HKMA Registration Number
AC6863
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Apr 2012
Is an Executive Officer? (Yes / No)
No
Capacity
SECTION HEAD & SENIOR VICE PRESIDENT, BUSINESS DEVELOPMENT & DISTRIBUTION MANAGEMENT
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Apr 2012
Is an Executive Officer? (Yes / No)
No
Capacity
SECTION HEAD & SENIOR VICE PRESIDENT, BUSINESS DEVELOPMENT & DISTRIBUTION MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 21 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 21 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2010 - 13 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Sep 2008 - 28 Apr 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
19 Sep 2008 - 28 Apr 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
19 Sep 2008 - 28 Apr 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
19 Sep 2008 - 28 Apr 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2005 - 27 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2005 - 27 Jul 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, KA YU
:
Chinese Name of Relevant Individual
黎家裕
:
HKMA Registration Number
AC6863
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
21 Apr 2012
No
SECTION HEAD & SENIOR VICE PRESIDENT, BUSINESS DEVELOPMENT & DISTRIBUTION MANAGEMENT
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
21 Apr 2012
No
SECTION HEAD & SENIOR VICE PRESIDENT, BUSINESS DEVELOPMENT & DISTRIBUTION MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6863
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 21 Apr 2012
No
AC6863
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 21 Apr 2012
No
AC6863
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Jun 2010 - 13 Mar 2012
No
AC6863
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
19 Sep 2008 - 28 Apr 2010
No
AC6863
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
19 Sep 2008 - 28 Apr 2010
No
AC6863
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
19 Sep 2008 - 28 Apr 2010
No
AC6863
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
19 Sep 2008 - 28 Apr 2010
No
AC6863
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
09 Sep 2005 - 27 Jul 2008
No
AC6863
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
09 Sep 2005 - 27 Jul 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.