Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KOO, BENSON KWOK-KEE
Chinese Name of Relevant Individual
顧國基
HKMA Registration Number
AC6873
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2009 - 30 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2009 - 30 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Jul 2008 - 22 Feb 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Sep 2005 - 25 Jun 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KOO, BENSON KWOK-KEE
:
Chinese Name of Relevant Individual
顧國基
:
HKMA Registration Number
AC6873
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6873
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
23 Feb 2009 - 30 Dec 2009
No
AC6873
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
23 Feb 2009 - 30 Dec 2009
No
AC6873
ING BANK N.V.
Type 6: advising on corporate finance
01 Jul 2008 - 22 Feb 2009
No
AC6873
ING BANK N.V.
Type 6: advising on corporate finance
10 Sep 2005 - 25 Jun 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.