Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, SAU WAI
Chinese Name of Relevant Individual
HKMA Registration Number
AC6881
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2011 - 16 Dec 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CALYON
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2005 - 04 Nov 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CALYON
Regulated Activity
Type 4: advising on securities
Effective Period
10 Sep 2005 - 04 Nov 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, SAU WAI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC6881
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6881
ING BANK N.V.
Type 1: dealing in securities
19 May 2011 - 16 Dec 2012
No
AC6881
CALYON
Type 1: dealing in securities
10 Sep 2005 - 04 Nov 2007
No
AC6881
CALYON
Type 4: advising on securities
10 Sep 2005 - 04 Nov 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.