Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HABERER, CLAUDE GEORGES
Chinese Name of Relevant Individual
華伯樂
HKMA Registration Number
AC6883
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2021 - 31 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2021 - 31 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 9: asset management
Effective Period
04 Aug 2021 - 31 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2012 - 31 Dec 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2012 - 31 Dec 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 9: asset management
Effective Period
03 Sep 2012 - 31 Dec 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2010 - 20 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
30 Apr 2010 - 20 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 9: asset management
Effective Period
30 Apr 2010 - 20 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2005 - 21 Mar 2010
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2005 - 21 Mar 2010
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 9: asset management
Effective Period
09 Sep 2005 - 21 Mar 2010
Is an Executive Officer? (Yes / No)
Yes
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HABERER, CLAUDE GEORGES
:
Chinese Name of Relevant Individual
華伯樂
:
HKMA Registration Number
AC6883
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6883
BANQUE PICTET & CIE SA
Type 1: dealing in securities
04 Aug 2021 - 31 Dec 2021
No
AC6883
BANQUE PICTET & CIE SA
Type 4: advising on securities
04 Aug 2021 - 31 Dec 2021
No
AC6883
BANQUE PICTET & CIE SA
Type 9: asset management
04 Aug 2021 - 31 Dec 2021
No
AC6883
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
03 Sep 2012 - 31 Dec 2021
Yes
AC6883
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
03 Sep 2012 - 31 Dec 2021
Yes
AC6883
PICTET & CIE (EUROPE) S.A.
Type 9: asset management
03 Sep 2012 - 31 Dec 2021
Yes
AC6883
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
30 Apr 2010 - 20 Jan 2011
No
AC6883
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
30 Apr 2010 - 20 Jan 2011
No
AC6883
BNP PARIBAS WEALTH MANAGEMENT
Type 9: asset management
30 Apr 2010 - 20 Jan 2011
No
AC6883
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
09 Sep 2005 - 21 Mar 2010
Yes
AC6883
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
09 Sep 2005 - 21 Mar 2010
Yes
AC6883
BNP PARIBAS WEALTH MANAGEMENT
Type 9: asset management
09 Sep 2005 - 21 Mar 2010
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.