Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KOO, KA SUIN BELINDA
Chinese Name of Relevant Individual
古嘉璇
HKMA Registration Number
AC6886
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2025 - 08 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2025 - 08 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2014 - 31 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Sep 2005 - 31 May 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KOO, KA SUIN BELINDA
:
Chinese Name of Relevant Individual
古嘉璇
:
HKMA Registration Number
AC6886
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6886
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
09 Jul 2025 - 08 May 2026
No
AC6886
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
09 Jul 2025 - 08 May 2026
No
AC6886
UBS AG
Type 4: advising on securities
11 Apr 2014 - 31 May 2023
No
AC6886
UBS AG
Type 1: dealing in securities
12 Sep 2005 - 31 May 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.